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SUMMARY

Financial documents containing names, addresses and Social Security numbers were avaialble for download from P2P software
Records	1,744
Record Types	SSN NAA
Breach Type	Web
Data Family	Electronic
Source	Inside - Accidental
Organization	UBS Financial Services
Other Affected/Involved Organizations	None
Lawsuit?	NO/UNKNOWN
Data Recovered?	NO/UNKNOWN
Arrest?	NO/UNKNOWN
Submitted By:	altonius

Date	Event
2008-07-15	Incident Occurred
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2008-08-11	Incident Discovered By Organization
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2008-09-09	Organization Reports Incident
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2008-09-09	Organization Mails Notifications
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None. Add Data	Records Recovered
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None. Add Data	Lawsuit Filed
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None. Add Data	Arrest Made
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Address: United States
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No known costs for this incident.

Ponemon Institute Direct Costs Estimate ¹

$104,640.00

Note that these estimates are based on the Ponemon Institute's 2009 direct costs figures from their 2009 Annual Study: Cost of a Data Breach. We multiply $60.00 by the number of records to obtain this figure. Keep in mind that depending on the breach, the direct costs are not always suffered by the breached organizations. In the case of credit card number breaches, the direct costs can often be suffered by banks and card issuers. Also note that this is only an estimate.

add details to this primary source Description
Virginia Data Breach Notification : Files emailed by employee to home comptuer were available for download over P2P network.
Filename	Source	Researcher	Incident IDs
VA_09092008_ubs_financial_services.pdf	Virginia Attorney General	jkouns	<a href='/incidents/show/2083'>2083</a>
Records	File Date	Uploaded	Updated
32	2008-09-09	2009-02-03	04 Jun 15:45
Excerpt
., .. , ,—~t UBS Financial Services inc. r l i. ?000 Harbor Boulevard - · Y `· V- Weahawken, NQ 07086 Derlns Dc-cslein C niet Prvacy Officer ze-r -asf-fLis¤a?T;:;`if”`” ` ' ea ‘ “ i;L.;;...

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Maine Data Breach Notification : UBS sensitivie information becomes available over P2P after user emails file home. names addresses and Social Security numbers exposed.
Filename	Source	Researcher	Incident IDs
ME_OOS_09122008_UBS_financial_services2.pdf	Maine Attorney General	kirniki	<a href='/incidents/show/2083'>2083</a>
Records	File Date	Uploaded	Updated
4	2008-09-09	2009-01-19	04 Jun 15:51
Excerpt
_ · ‘ l UBS Financial Services inc. e , 1000 Harbor Boulevard ` - Weehawken, NJ 07086 _ n _ Dennis Dickstein - _ · _ Chief Privacy Officer ‘ denn`5, g'cl;ste`n@gbs com r ‘ 201-352-4933 - I September...

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Massachusetts breach notification - UBS Financial Services - peer to peer software exposes file containing employee data.
Filename	Source	Researcher	Incident IDs
20080909_UBS_financial_services_MA.pdf	Massachusetts Attorney General	d2d	<a href='/incidents/show/2083'>2083</a>
Records	File Date	Uploaded	Updated
56	2008-09-09	2009-08-08	19 Aug 19:52
Excerpt
in UBS Financial Services Inc. UB S 1000 Harbor Boulevard Weehavvken, NJ 07085 Dennis Did<stein Chief Privacy Officer 201-352-4932 September 9, 2008 We Egprgss Mail Martha Coakley, Esq. Attorney Gen...

add details to this primary source Description
Massachusetts breach notification: UBS sensitive information becomes available over P2P after user emails file home. names addresses and Social Security numbers exposed.
Filename	Source	Researcher	Incident IDs
20080909_ubs.pdf	Massachusetts Attorney General	d2d	<a href='/incidents/show/2083'>2083</a>
Records	File Date	Uploaded	Updated
56	2008-09-09	2009-08-08	01 Jun 07:17
Excerpt
2 UBS Financial Services Inc. S 1000 Harbor Boulevard Weehawken, N1 07086 Dennis Dickstein » Chief Privacy Officer ggnnrs g"glgs;ein@ybs.ggm 201-3524933 g September 9, 2008 r yi; Eggreg Mail l Martha...